Great Valley Advisor Group
Expertise. Experience. Trust
The Business Analysis Questionnaire (BAQ) is a completely anonymous way for LPL & GVA to gain an understanding of your business. Once we receive your information, it will be reviewed and verified with our finance team. If you have any questions regarding this form, please contact firstname.lastname@example.org. As always, please remember that this form is completely anonymous and secure.
The first section will help us understand how much of your business is fee-based/advisory. Starting from left to right, please provide your most recent trailing 12 numbers to populate each field, roundest to the nearest dollar.
Based on your fee-based book of business, what is the percentage split between retirement/non-retirement accounts? (Must total 100%)
The Transactional/Brokerage section includes different areas within the traditional wealth management space.
Based on your transactional/brokerage book of business, what is the percentage split between retirement/non-retirement accounts? (Must total 100%)
Please list any other important information we should know as it relates to you, or your business.