GVA Onboarding Welcome to our GVA Onboarding Questionnaire! Our secure online advisor onboarding fact finder allows us to collect your information securely online. If you have any questions regarding the advisor onboarding process, or as it relates to the below fact finder, please contact us by phone at (610) 296-7630. Thank you! Affiliation Type - How are you joining GVA? Please let us know how you plan on affiliating with us. Affiliation Type:Please select... Hybrid - Financial Advisor Hybrid - IAR Only Hybrid - Licensed Hybrid Administrative Assistant Hybrid - Non-Licensed Admin IAR Only - Financial Advisor IAR Only - Licensed Admin IAR Only - Non-Licensed Admin Corporate - Financial Advisor Corporate - Licensed Admin Corporate - Non-Licensed Admin Financial Professional Insurance Only CRD Number: Personal Information - Let us learn a little more about you First Name: Middle Name: Last Name: Suffix: Email: SSN: Date of Birth: Home Phone: Mobile Phone: Gender:Please select... Male Female Street: City: State:Please select... AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY Not Applicable Zip Code: Designations AIF CFA CFP CIMA ChFC CPA CLU RICP Insurance Licensing Accident Disability Health Life Long Term Care Variable Annuities Education History Primary Education Institution: Address: Degree: Year Attained: Secondary Education Institution: Address: Degree: Year Attained: Welcome to our Advisor Onboarding Questionnaire! Business / Employment History - Past 10 Years Please enter your last 10 years of work experience. If you do not have 10 years of previous employment, please indicate your activities during that relevant time period. (i.e. high school, college, volunteered, or unemployed) Company, Firm or School 1 Employer 1: Title 1: Dates Worked 1: (MM/YYYY - MM/YYYY): Address 1: Full or Part Time 1:Please select... Part-Time Full-Time Investment Related:Please select... Yes No Company, Firm, or School 2 Employer 2: Title 2: Dates Worked 2: (MM/YYYY - MM/YYYY): Address 2: Full or Part Time 2: Please select... Part-Time Full-Time Investment Related:Please select... Yes No Company, Firm, or School 3 Employer 3: Title 3: Dates Worked 3: (MM/YYYY - MM/YYYY): Address 3: Full or Part Time 3: Please select... Part-Time Full-Time Investment Related:Please select... Yes No Company, Firm, or School 4 Employer 4: Title 4: Dates Worked 4: (MM/YYYY - MM/YYYY): Address 4: Full or Part Time 4: Please select... Part-Time Full-Time Investment Related:Please select... Yes No Company, Firm, or School 5 Employer 5: Title 5: Dates Worked 5: (MM/YYYY - MM/YYYY): Address 5: Full or Part Time 5: Please select... Part-Time Full-Time Investment Related:Please select... Yes No New Office Information Your new office will be set up as a DBA, aka "Doing Business As", and will need to be disclosed.If you are joining an existing practice, please be sure to use their information. If you are building a new office, please enter your new office location information. If you haven't confirmed an address at this time, you may leave this blank for now. DBA Name: DBA Phone: DBA Street: DBA City: DBA State:Please select... AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY DBA Zip: Website: DBA Email: Custodians & Third Party Money Managers Please select one of the available custodians and/or third party money managers below. If you are a licensed or non-licensed admin, select the platforms currently available at your new office location. LPL Financial Charles Schwab Fidelity SEI Investments Assetmark Other: Business Continuity Plan (BCP) As we continue to face one of the world’s biggest challenges, it is critical for your practice to have a robust business continuity program. Do you currently have a BCP in place? Please select... No Yes Berwyn, PA 920 Cassatt Rd, Suite 202 Berwyn, PA 19312 (610) 296-7630 Wilmington, DE 1200 Pennsylvania Ave, Suite 202 Wilmington, DE 19806 (302) 483-7200 Braintree, MA 30 Braintree Hill Office Park, Suite 202 Braintree, MA 02184 (610) 296-7630 Boca Raton, FL 3837 NW Boca Raton Blvd, Suite 100 Boca Raton, FL 33431 (610) 296-7630